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Next Gen Econ > Debt > 7 Retirement Planning Errors That Surface at Tax Time
Debt

7 Retirement Planning Errors That Surface at Tax Time

NGEC By NGEC Last updated: February 7, 2026 7 Min Read
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Retirement planning can feel like a long-term project you’ll “tighten up later,” until tax forms arrive and reveal what really happened last year. That’s because retirement accounts touch withholding, income thresholds, deductions, and reporting rules in ways that aren’t obvious when you’re just clicking buttons in a payroll portal. The frustrating part is that many mistakes don’t show up as a big red warning in the moment—they show up as a surprise tax bill, a missing form, or a penalty you didn’t see coming. The good news is that once you know what tends to go wrong at tax time, you can build a few habits that keep things clean all year. Here are seven common retirement planning errors that often surface when you finally sit down to file.

1. Forgetting to Adjust Withholding After Income Changes

A raise, a new job, or a spouse retiring can shift your tax picture quickly. If you keep the same withholding while your income changes, you may owe more than expected at tax time. This is especially common when one partner starts Social Security while the other still works. Retirement contributions can also change, and that shifts taxable income in ways people don’t always track. A quick midyear check-in on your W-4 and withholding settings can prevent a nasty April surprise.

2. Mixing Up Roth and Traditional Contributions

Many people assume all retirement contributions reduce taxable income, but Roth contributions generally don’t. That misunderstanding leads to confusion when the tax return doesn’t reflect the “deduction” someone expected at tax time. This is common with workplace plans that offer both options and make switching easy. Another issue is contributing to an IRA and assuming it’s deductible without checking income and coverage rules. Keep a simple record of what type of contributions you made so you know what to expect when you file.

3. Missing Forms From Rollovers and Conversions

Rollovers and Roth conversions are usually reportable events, even when they don’t create tax due. The problem is that people complete the move, feel relieved, and then forget to watch for the forms that show up later. If a Form 1099-R arrives and you ignore it, your return can look incomplete or incorrect at tax time. You also need to make sure the receiving account issues the right confirmation forms, such as a Form 5498. Keep a folder for every rollover and conversion document so you’re not scrambling in April.

4. Taking Early Distributions Without Planning for Taxes

A distribution can feel like “just taking my own money,” until you see the tax impact. Early distributions may trigger penalties and additional tax, depending on your age and the reason for the withdrawal. Even if you qualify for an exception, you still need the right documentation and reporting. People also underestimate withholding on distributions, which creates a shortfall at tax time. Before you take money out, confirm what will be withheld and what you’ll likely owe.

5. Overcontributing to an IRA or HSA by Accident

Contribution limits exist for a reason, and the penalties for exceeding them can be annoying. Overcontributions happen when people contribute early, then later earn more than expected, change jobs, or forget they already contributed elsewhere. HSAs and IRAs can also get messy if you’re eligible for only part of the year and don’t adjust contributions. The mistake often surfaces at tax time when software flags the limit issue. Track contributions in one place and verify eligibility before you do a last-minute deposit.

6. Missing Required Minimum Distribution Deadlines

Once RMD rules apply to you, missing a deadline can lead to a painful penalty. People run into trouble when they forget an old account, misunderstand the timing, or assume the custodian will automatically handle everything. If you have multiple retirement accounts, keeping track can get complicated fast. This mistake usually shows up at tax time when you realize a distribution never happened or the amount was wrong. Create a yearly reminder and confirm RMD completion well before year-end.

7. Ignoring the Tax Impact of Social Security and Medicare Premiums

Social Security benefits may be taxable depending on your total income, and that surprises a lot of retirees. Add in withdrawals, part-time work, or conversions, and you can push more of your benefits into the taxable range at tax time. Higher income can also trigger higher Medicare premium surcharges, which feels like a second penalty. People often make retirement moves without realizing they changed these thresholds. A simple “income forecast” before year-end can help you avoid pushing yourself into a more expensive bracket.

Make Next Tax Time a Non-Issue

Most retirement tax surprises happen because people treat retirement moves as separate from their tax plan. If you track contribution types, keep rollover paperwork, adjust withholding after income changes, and forecast your year-end income, filing gets easier. You don’t need to be perfect; you just need a quick system that catches issues while they’re still easy to fix. The best time to check your retirement plan is before December, not when forms arrive.

What’s the one retirement move you made last year that you’re most curious about when you file this year?

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